Finance and Law Advisor
President & Chief Operating Officer at Rosenblatt Securities
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Finance and Law Advisor
Joe Gawronski earned his B.A. in Public and International Affairs at Princeton’s Woodrow Wilson School and his Juris Doctorate (JD) from Harvard Law School.
Joe Gawronski is the President and COO of Rosenblatt Securities, a New York City-headquartered institutional broker which was one of the first firms to provide customers market structure analysis, the firm continues to be a thought leader in the field. Leveraging its reputation as one of the leading providers of intelligence about exchanges and market structure globally, Rosenblatt has also become one of the most successful investment banks and consulting firms focusing on FinTech and capital markets. In addition, Rosenblatt’s boutique research offering includes coverage of technology, media, and telecommunications, as well as U.S. distribution partnerships with leading brokers in developed, emerging & frontier markets
Joe Gawronski is formerly a securities and M&A lawyer with the prominent law firm, Sullivan & Cromwell. He currently serves as a member of the Board of Managers of Penserra Securities. His previous positions included roles as Vice President in the equities division with Salomon Smith Barney and as COO of Linx, a block trading ATS. He is a member of the Board and Executive Committee of the National Organization of Investment Professionals, a member of the Equity Market Structure Advisory Board to the U.S. Committee on Capital Markets Regulation, and a former term member of the Council on Foreign Relations. He has published numerous op-ed pieces in financial publications such as The Financial Times and Barron’s and has been a contributor on CNBC. He has testified before Congress on market-structure issues and advised exchanges and regulators throughout the world on market-structure and strategic initiatives, including the Boards of Directors of two of the top 5 exchanges in the world.
Joe Gawronski specializes in securities law, finance, strategic analysis, NYSE floor trading and program trading, market structure, investment banking, equity research, execution analytics, and mergers and acquisitions.
This advisor has placed no restrictions on the industries on which they can advise.
Advice given by this advisor reflects purely their individual views and not the views of any organization they are or have been affiliated with.